| Firm | Website URL | City | Province | Postal Code |
| Merrill Lynch Canada Inc. | gmi.ml.com/canada/ | Toronto | ON | M5J 2V8 |
| MacDougall, MacDougall & MacTier Inc. | www.3macs.com | Montréal | QC | H3B 4J1 |
| Acadian Securities Incorporated | www.acadiansec.com | Halifax | NS | B3J 3L7 |
| Acker Finley Inc. | www.ackerfinley.com | Toronto | ON | M5H 3M7 |
| RBC Action Direct Inc. | www.actiondirect.com | Toronto | ON | M5W 1P9 |
| Acumen Capital Finance Partners Limited | gmi.ml.com/canada/ | Calgary | AB | T2P 0R9 |
| Argosy Securities Inc. | www.argosysecurities.com | Richmond Hill | ON | L4B 1J8 |
| Assante Capital Management Ltd. | gmi.ml.com/canada/ | Toronto | ON | M5C 2W7 |
| Barclays Global Investors Services Canada Limited | www.barclaysglobal.com | Toronto | ON | M5J 2S1 |
| Barret Capital Management Inc. | www.barretcapital.com | Toronto | ON | M4P 1G8 |
| Beacon Securities Limited | www.beaconsecurities.ns.ca | Halifax | NS | B3J 2C6 |
| Berkshire Securities Inc. | www.berkshire.ca | Burlington | ON | L7R 4X8 |
| Bieber Securities Inc. | www.biebersecurities.com | Winnipeg | MB | R3C 4K5 |
| BMO InvestorLine Inc. | www.bmoinvestorline.com | Toronto | ON | M5X 1A1 |
| BMO Nesbitt Burns Inc. | www.bmonb.com | Toronto | ON | M5X 1H3 |
| Brant Securities Limited | www.brantsec.com | Toronto | ON | M5H 1B6 |
| Trilon Securities Corporation | www.brascanam.com | Toronto | ON | M5J 2T3 |
| Brockhouse & Cooper Inc. | www.brockhousecooper.com | Montréal | QC | H3B 4W8 |
| Burgeonvest Securities Limited | www.burgeonvest.com | Hamilton | ON | L8P 4W7 |
| Caldwell Securities Ltd. | www.caldwellsecurities.com | Toronto | ON | M5H 1J9 |
| Calyon Financial Canada Inc. | www.calyonfinancial.com | Toronto | ON | M5H 3Y2 |
| Cumberland Private Wealth Management Inc. | www.cam.ca | Toronto | ON | M5R 3K5 |
| Canaccord Capital Corporation | www.canaccord.com | Vancouver | BC | V7Y 1H2 |
| CanDeal.ca.Inc | www.candeal.ca | Toronto | ON | M5X 1J2 |
| Casgrain & Company Limited | www.casgrain.ca | Montréal | QC | H3B 4G7 |
| Perimeter Markets Inc. | www.cbidmarkets.com | Toronto | ON | M5C 3G7 |
| Centurion Investment Advisors Inc. | www.centurionadvisors.ca | Oakville | ON | L6J 1H9 |
| CIBC World Markets Inc. | www.cibcwm.com | Toronto | ON | M5E 1G4 |
| Citigroup Global Markets Canada Inc. | www.citigroup.com | Toronto | ON | M5J 2M3 |
| Clarus Securities Inc. | www.clarussecurities.com | Toronto | ON | M5X 1A9 |
| Clearsight Wealth Management Inc. | www.clearsight.ca | Toronto | ON | M5V 3K2 |
| Commission Direct Inc. | www.commissiondirect.com | Toronto | ON | M5H 3T9 |
| CPA Securities Inc. | www.cpafin.com | Toronto | ON | M5H 4A6 |
| Credential Securities Inc. | www.credentialsecurities.com | Vancouver | BC | V6E 4T6 |
| Credifinance Securities Limited | www.credifinance.com | Toronto | ON | M5R 2G3 |
| Credit Suisse Securities (Canada), Inc. | www.credit-suisse.com | Toronto | ON | M5X 1C9 |
| CTI Capital Inc. | www.ctifondsmutuels.com | Montréal | QC | H3B 2B6 |
| Demers Conseil inc. | www.demersconseil.com | Montréal | QC | H3B 1P5 |
| Deutsche Bank Securities Limited | www.deutsche-bank.com | Toronto | ON | M5K 1E7 |
| Dundee Securities Corporation | www.dundeesecurities.com | Toronto | ON | M5H 3R3 |
| Edward Jones | www.edwardjones.com | Mississauga | ON | L5B 3C3 |
| E*TRADE Canada Securities Corporation | www.etrade.ca | Toronto | ON | M5E 1H5 |
| Fimat Canada Inc. | www.fimat.com | Montréal | QC | H3A 3M8 |
| First Asset Advisory Services Inc. | www.firstassetadvisory.com | Toronto | ON | M5H 3T9 |
| FirstEnergy Capital Corp. | www.firstenergy.com | Calgary | AB | T2P 3H2 |
| First Financial Securities Inc. | www.firstfinancial.bc.ca | Courtenay | BC | V9N 1P6 |
| Foster & Associates Financial Services Inc. | www.fostergroup.ca | Toronto | ON | M5H 2S6 |
| Fraser Mackenzie Limited | www.frasermackenzie.com | Toronto | ON | M5C 1S8 |
| Friedberg Mercantile Group Ltd. | www.friedberg.ca | Toronto | ON | M5J 2T3 |
| Gary Bean Securities Ltd. | www.garybean.on.ca | Exeter | ON | N0M 1S1 |
| Global Securities Corporation | www.globalsec.com | Vancouver | BC | V7X 1C4 |
| GMP Private Client L.P. | www.gmpprivateclient.com | Toronto | ON | M5H 1J8 |
| GMP Securities L.P. | www.gmpsecurities.com | Toronto | ON | M5H 1J8 |
| Golden Capital Securities Ltd. | www.goldencapital.com | Vancouver | BC | V6E 2K3 |
| Goodwood Inc. | www.goodwoodfunds.com | Toronto | ON | M5H 1K5 |
| Graydon Elliott Capital Corporation | www.graydonelliott.com | Abbotsford | BC | V2S 3N5 |
| Professionals' Fund Private Wealth Management | www.groupefdp.com | Montréal | QC | H5B 1C2 |
| Goldman Sachs Canada Inc. | www.gs.com | Toronto | ON | M5H 1J9 |
| Hampton Securities Limited | www.hamptonsecurities.com | Toronto | ON | M5H 3L5 |
| Haywood Securities Inc. | www.haywood.com | Vancouver | BC | V6C 3A6 |
| Infinium Capital Corporation | www.infiniumcapital.ca | Toronto | ON | M5E 1J8 |
| Instinet Canada Limited | www.instinet.com | Toronto | ON | M5X 1E3 |
| Interactive Brokers Canada Inc. | www.interactivebrokers.ca | Montréal | QC | H3A 3J6 |
| National Bank Direct Brokerage Inc. | www.invesnet.com | Montréal | QC | H3B 2G7 |
| Canadian ShareOwner Investments Inc. | www.investments.shareowner.com | Toronto | ON | M5H 1B6 |
| CIBC Investor Services Inc. | www.investorsedge.cibc.com | Toronto | ON | M5S 3A9 |
| Investors Group Securities Inc. | www.investorsgroup.com | Winnipeg | MB | R3C 3B6 |
| Investpro Securities Inc. | www.investpro.ca | Montréal | QC | H3B 1X9 |
| IPC Securities Corporation | www.ipcc.ca | Mississauga | ON | L4W 5L6 |
| ITG Canada Corp. | www.itginc.com | Toronto | ON | M5X 1B1 |
| JC Clark Ltd. | www.jcclark.com | Toronto | ON | M5H 3P5 |
| Jennings Capital Inc. | www.jenningscapital.com | Calgary | AB | T2P 3R7 |
| The Jitney Group Inc. | www.jitneygroup.com | Montréal | QC | H2Y 1P5 |
| Jones, Gable & Company Limited | www.jonesgable.com | Toronto | ON | M5C 1T6 |
| Jory Capital Inc. | www.jorycapital.com | Winnipeg | MB | R3C 3Z3 |
| Kingsdale Capital Markets Inc. | www.kingsdalecapital.com | Toronto | ON | M5X 1C7 |
| Lazard Canada Corporation | www.lazard.com | Toronto | ON | M5X 1E2 |
| Leede Financial Markets Inc. | www.leedefinancial.com | Calgary | AB | T2P 3R5 |
| Lighthouse Private Client Corporation | www.lighthouseprivate.com | London | ON | N6A 5R8 |
| Lightyear Capital Inc. | www.lightyearcapital.com | Calgary | AB | T2P 2R9 |
| Liquidnet Canada Inc. | www.liquidnet.com | New York, NY | 10018 | |
| Lombard Odier Darier Hentsch Securities (Canada) Inc. | www.lodh.com | Montréal | QC | H3A 3R7 |
| Loewen, Ondaatje, McCutcheon Limited | www.lomltd.com | Toronto | ON | M5R 3L2 |
| Maison Placements Canada Inc. | www.maisonplacements.com | Toronto | ON | M5H 3P5 |
| MCA Securities Inc. | www.mca.qc.ca | Montréal | QC | H2Z 1B1 |
| MGI Securities Inc. | www.mcfarlanegordon.com | Toronto | ON | M5E 1S2 |
| McLean & Partners Wealth Management Ltd. | www.mcleanpartners.com | Calgary | AB | T2R 0B4 |
| MD Management Limited | www.mdm.ca | Ottawa | ON | K1G 6R7 |
| Middlefield Capital Corporation | www.middlefield.com | Toronto | ON | M5X 1A6 |
| Mirabaud Canada Inc. | www.mirabaud.com | Montréal | QC | H3A 3M8 |
| Money Managers Inc. | www.moneymanagers.on.ca | Peterborough | ON | K9H 2H9 |
| Morgan Stanley Canada Limited | www.morganstanley.com | Toronto | ON | M5J 2T3 |
| M.R.S. Securities Services Inc. | www.mrs.com | Toronto | ON | M5G 2N4 |
| National Bank Financial Inc. | www.nbf.ca | Montréal | QC | H3B 4S9 |
| National Bank Financial Ltd. | www.nbf.ca | Toronto | ON | M5H 3T9 |
| BMO Nesbitt Burns Ltée/Ltd. | www.nesbittburns.com | Montréal | QC | H3A 3M8 |
| Northern Securities Inc. | www.northernsi.com | Toronto | ON | M5H 3S5 |
| Octagon Capital Corporation | www.octagoncap.com | Toronto | ON | M5H 3M7 |
| Odlum Brown Limited | www.odlumbrown.com | Vancouver | BC | V6C 3S9 |
| Orion Securities Inc. | www.orionsecurities.ca | Toronto | ON | M5J 2T3 |
| Paradigm Capital Inc. | www.paradigmcap.com | Toronto | ON | M5J 2N7 |
| Penson Financial Services Canada Inc. | www.penson.ca | Montréal | QC | H2Y 1P5 |
| Peters & Co. Limited | www.petersco.com | Calgary | AB | T2P 5C5 |
| Pictet Canada L.P. | www.pictet.com | Montréal | QC | H3A 3J6 |
| Pacific International Securities Inc. | www.pi-securities.com | Vancouver | BC | V6C 3N1 |
| Polar Securities Inc. | www.polarsec.com | Toronto | ON | M5H 2W9 |
| Parkyn, Wermenlinger, Layton Capital Inc. | www.pwlcapital.com | Westmount | QC | H3Z 3L5 |
| Progressive Wealth Management Inc. | www.pwm.ca | Toronto | ON | M5H 2S8 |
| Qtrade Securities Inc. | www.qtrade.ca | Vancouver | BC | V7X 1M6 |
| Queensbury Securities Inc. | www.queensbury.com | Toronto | ON | M5E 1K3 |
| Questrade, Inc. | www.questrade.com | Toronto | ON | M2M 4G3 |
| Raymond James Ltd. | www.raymondjames.ca | Vancouver | BC | V6B 5E2 |
| RBC Dominion Securities Inc. | www.rbcds.com | Toronto | ON | M5J 2W7 |
| Renaissance Capital Inc. | www.rcican.com | Montréal | QC | H3A 3J6 |
| Man Financial Canada Co. | www.refco.ca | Toronto | ON | M5J 2M2 |
| Research Capital Corporation | www.researchcapital.com | Toronto | ON | M5L 1G2 |
| Rogers Group Investment Advisors Ltd. | www.rogersgroup.com | Vancouver | BC | V6J 4Y6 |
| Richardson Partners Financial Limited | www.rpfl.com | Winnipeg | MB | R3B 0X3 |
| Salman Partners Inc. | www.salmanpartners.com | Vancouver | BC | V6E 2M6 |
| Sanders Wealth Management Group Ltd. | www.sbsecurities.com | Edmonton | AB | T5J 3N6 |
| SCM Securities LP | www.scmsecurities.com | Toronto | ON | M4W 3E2 |
| Scotia Capital Inc. | www.scotiacapital.com | Toronto | ON | M5W 2X6 |
| Shorcan ATS Limited | www.shorcan.com | Toronto | ON | M5C 2T6 |
| Sprott Securities Inc. | www.sprott.ca | Toronto | ON | M5J 2J2 |
| StoxTrade Investments Inc. | www.stox.ca | Vancouver | BC | V5Z 4J7 |
| TD Securities Inc. | www.tdsecurities.com | Toronto | ON | M5K 1A2 |
| TD Waterhouse Canada Inc. | www.tdwaterhouse.ca | Toronto | ON | M5K 1A2 |
| Timber Hill Canada Company | www.timberhill.com | Montréal | QC | H3A 3J6 |
| TradeFreedom Securities Inc. | www.tradefreedom.com | Montréal | QC | H3A 1G1 |
| Tristone Capital Inc. | www.tristonecapital.com | Calgary | AB | T2P 1C9 |
| UBS Securities Canada Inc | www.ubs.com | Toronto | ON | M5J 2S1 |
| Union Securities Ltd. | www.union-securities.com | Vancouver | BC | V7Y 1J7 |
| Laurentian Bank Securities Inc. | www.vmbl.ca | Montréal | QC | H3A 3K3 |
| Watt Carmichael Inc. | www.wattcar.com | Toronto | ON | M5J 2H7 |
| Wellington West Capital Inc. | www.wellingtonwest.com | Winnipeg | MB | R3B 3P1 |
| Wolverton Securities Ltd. | www.wolverton.ca | Vancouver | BC | V7Y 1J5 |
| Woodstone Capital Inc. | www.woodstonecapital.com | Vancouver | BC | V6B 1G1 |
| Worldsource Securities Inc. | www.worldsourcesecurities.com | Markham | ON | L3R 9K9 |
| yourCFO Advisory Group Inc. | www.yourCFOinc.com | Burlington | ON | L7L 6W6 |
| ABN AMRO Capital Markets Canada Limited | Toronto | ON | M5K 1E7 | |
| AGF Securities (Canada) Limited | Toronto | ON | M5K 1E9 | |
| Altus Securities Inc. | Toronto | ON | M5E 1J4 | |
| Aquilon Capital Corp. | Toronto | ON | M5A 1K7 | |
| ATB Securities Inc. | Edmonton | AB | T5J 1P1 | |
| Banc of America Securities Canada Co. | Toronto | ON | M5V 3L2 | |
| Blackmont Capital Inc. | Toronto | ON | M5J 2T3 | |
| Bloomberg Tradebook Canada Company | Toronto | ON | M5L 1G3 | |
| BNP Paribas (Canada) Securities Inc. | Montréal | QC | H3A 2W8 | |
| Bolder Investment Partners, Ltd. | Vancouver | BC | V6J 5B3 | |
| Byron Securities Limited | Toronto | ON | M5H 2T7 | |
| CG&B Investment Services Inc. | Markham | ON | L6G 1C3 | |
| CIT Group Securities (Canada) Inc. | Toronto | ON | M5J 1A7 | |
| D&D Securities Company | Toronto | ON | M5H 3S5 | |
| Desjardins Securities Inc. | Montréal | QC | H5B 1J2 | |
| Dubeau Capital & Cie Ltée | Quebec City | QC | G2K 2H6 | |
| e3m Investments Inc. | Toronto | ON | M4V 1L5 | |
| Emerging Equities Inc. | Calgary | AB | T2P 4K9 | |
| Everest Securities Inc. | St-Lambert | QC | J4P 2J6 | |
| First Leaside Securities Inc. | Uxbridge | ON | L9P 1R1 | |
| Fort House Inc. | Toronto | ON | M5X 1C7 | |
| Genuity Capital Markets | Toronto | ON | M5H 3Y2 | |
| Global Maxfin Capital Inc. | Toronto | ON | M5C 2E3 | |
| GRS Securities Inc. | London | ON | N6A 4K1 | |
| HSBC Securities (Canada) Inc. | Toronto | ON | M5J 2S9 | |
| Independent Trading Group | Toronto | ON | M5E 1J4 | |
| Industrial Alliance Securities Inc. | Quebec City | QC | G1K 7M3 | |
| Integral Wealth Securities Limited | Toronto | ON | M5J 2N8 | |
| IPO Capital Corp. | Toronto | ON | M5H 3P5 | |
| J.F. Mackie & Company Ltd. | Calgary | AB | T2P 1C9 | |
| J.P. Morgan Securities Canada Inc. | Toronto | ON | M5J 2J2 | |
| K.J. Harrison & Partners Inc. | Toronto | ON | M5R 2K2 | |
| Kernaghan Securities Ltd. | Toronto | ON | M5J 2J2 | |
| Kingwest & Company | Toronto | ON | M5R 2H2 | |
| LVM Canada Ltd. | Montréal | QC | H3A 2A5 | |
| M Partners Inc. | Toronto | ON | M5C 2W1 | |
| Maple Futures Corp. | Toronto | ON | M5K 1K7 | |
| Maple Securities Canada Limited | Toronto | ON | M5K 1K7 | |
| Matrix Financial Corporation | Saskatoon | SK | S7K 4H7 | |
| N M Rothschild & Sons Canada Securities Limited | Montréal | QC | H3A 3L6 | |
| NBCN Inc. | Toronto | ON | M5X 1J9 | |
| Norstar Securities International Inc. | Toronto | ON | M5H 4E8 | |
| Ocean Securities Inc. | Halifax | NS | B3P 2R3 | |
| optionsXpress Canada Corp. | Chicago, IL | 60603 | ||
| PEAK Securities Inc. | Montréal | QC | H3A 3A6 | |
| Peregrine Financial Group Canada, Inc. | Mississauga | ON | L5C 4R3 | |
| Perry Securities Ltd. | Grande Prairie | AB | T8V 0Y4 | |
| Pollitt & Co. Inc. | Toronto | ON | M5L 1B9 | |
| Pope & Company Limited | Toronto | ON | M5H 3P9 | |
| Prodigy Wealth Management Corp. | Kelowna | BC | V1Y 9T2 | |
| Retire First Ltd. | Red Deer | AB | T4N 6M5 | |
| Retirement Option Group Inc. | Montréal | QC | H2Z 1S8 | |
| Rothenberg Capital Management Inc. | Westmount | QC | H3Z 1R2 | |
| RSEG Trading Group Ltd. | Calgary | AB | T2P 1E5 | |
| Sandstone Asset Management Inc. | Calgary | AB | T2P 5K7 | |
| Secutor Capital Management Corporation | Toronto | ON | M4P 1E4 | |
| Sherbrooke Street Capital (SSC) Inc. | Westmount | QC | H3Z 1E7 | |
| Société Générale Securities Inc. | Montréal | QC | H3A 3M8 | |
| Sora Group Wealth Advisors Inc. | Vancouver | BC | V6H 4C1 | |
| Sprott Asset Management Inc. | Toronto | ON | M5J 2J2 | |
| Standard Securities Capital Corp. | Toronto | ON | M5R 2E2 | |
| State Street Global Markets Canada Inc. | Toronto | ON | M5C 3G6 | |
| Stephen Avenue Securities Inc. | Calgary | AB | T2P 1C2 | |
| Stuart Investment Management Limited | Toronto | ON | M5J 2N7 | |
| Toll Cross Securities Inc. | Toronto | ON | M5K 1H1 | |
| Trapeze Capital Corp. | Toronto | ON | M4T 2S3 | |
| Tuscarora Capital Inc. | Toronto | ON | M5E 1B8 | |
| Versant Partners Inc. | Montréal | QC | H3G 1J1 | |
| W.D. Latimer Co. Limited | Toronto | ON | M5K 1G8 | |
| Wellington West Capital Markets Inc. | Toronto | ON | M5H 1J8 | |
| Westwind Partners Inc. | Toronto | ON | M5J 1S9 | |